An international bank located in Midtown Manhattan looking to bring on board a “Compliance Advisory, Swap Dealer – VP” to join their team. This role is currently operating under a hybrid schedule (1 day in office per week).
Responsibilities:
• Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements.
• Assists in the development and refinement of M&T monitoring scripts.
• Prepares information requests and announcement memoranda.
•Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
• Performs Control Design Effectiveness analysis and review of the applicable rules and regulations.
• Ensures that cohesive work papers are prepared for each engagement in accordance with department standards.Identifies underlying issues and escalation / validation thereof with stakeholders.
• Drafts issue memoranda and reports for issuance to management.
•Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts.
• Stays abreast of changing regulatory requirements and the business model to maintain a solid foundation of the applicable regulatory framework.
• Participates in the annual risk assessment process of applicable laws and regulations.
...Description Mass General Brigham is seeking a Physical Therapist for a job in Sagamore Beach,... ...: Physical Therapist ~ Discipline: Therapy ~ Duration: Ongoing ~40 hours per... ...from doctors, nurses, business people and tech experts, to dedicated researchers and...
...Company Description We are your local, family owned and operated travel agency at Boca Express Travel in Boca Raton, FL. With 35 years of experience, our team of agents specializes in various types of travel, including family trips, luxury vacations, cruises, and more...
...Barista Mountain Social at Marriott International, Inc summary: As a Barista at the St. Regis Aspen Resort, I am responsible for preparing and serving food and beverages while ensuring a high level of customer service. My duties include setting up and maintaining work...
...collaborative and analytical professional to join their Private Funds team as a Fund Accountant. In this role, the Fund Accountant will... ...organized ~ Strong interpersonal skills Desired Skills: ~ Hedge Fund and/or Private Equity experience Tandym Group
...Job Summary: We are seeking a highly skilled and experienced Bookkeeper to manage the company's financial records, up to the balance sheet... ...Bookkeeper credentials - a must At least 3 years of proven experience in a similar role, managing bookkeeping up to the balance...