Job Description

A great opportunity to join a well-known and elite financial institution's internal audit team.

In this role, you'll have the opportunity to lead the planning, execution, and oversight of the annual audit plan, ensuring the quality and effectiveness of the audit processes across designated areas, specifically the Wealth Management business area. You'll collaborate with key stakeholders, maintain knowledge of financial services regulations, and interact with regulators to uphold the highest standards of compliance and governance. This role will specifically focus on auditing the wealth management business unit and will bring a unique opportunity for someone with a blend of audit and wealth management experience.

RESPONSIBILITIES:

• Maintain an understanding of the firm's Wealth Management business, governance, risk management, and controls.
• Assess the firm's control environment for risks, effectively identifying, mitigating, and improving the control environment.
• Be a part of the entire audit process from scoping, planning, fieldwork, and reporting while serving as a key contributor and mentor to junior team members

QUALIFICATIONS:

Education:

• Bachelor's Degree in Business or a relevant field such as Finance, Accounting, or related degree.

Experience:

• 10+ years of experience in audit, accounting or relevant professional experience.
• In-depth knowledge of Wealth and/or Asset management business area, products and relevant areas.

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